71![IMPORTANT INFORMATION IIROC does NOT approve or endorse any financial designation or certification. Inclusion in IIROC’s Glossary of Financial Certifications does NOT imply that IIROC considers the certificate or desig IMPORTANT INFORMATION IIROC does NOT approve or endorse any financial designation or certification. Inclusion in IIROC’s Glossary of Financial Certifications does NOT imply that IIROC considers the certificate or desig](https://www.pdfsearch.io/img/7bc82302d5b87ac82a97d430823b220f.jpg) | Add to Reading ListSource URL: iiroc.caLanguage: English - Date: 2013-10-30 09:31:56
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72![Microsoft Word - kya - approval categories.doc Microsoft Word - kya - approval categories.doc](https://www.pdfsearch.io/img/6fa3504ab7d6e1c5185a6316e0626a05.jpg) | Add to Reading ListSource URL: www.iiroc.caLanguage: English - Date: 2012-06-19 15:53:52
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73![CSA Staff Notice[removed]Relevant Investment Management Experience for Advising Representatives and Associate Advising Representatives of Portfolio Managers January 17, 2013 CSA Staff Notice[removed]Relevant Investment Management Experience for Advising Representatives and Associate Advising Representatives of Portfolio Managers January 17, 2013](https://www.pdfsearch.io/img/3a103eb4e448e7a12b86c5fad3895511.jpg) | Add to Reading ListSource URL: www.community.gov.yk.caLanguage: English - Date: 2014-07-04 17:39:26
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74![Media Advisory Global conference to feature investor education experts from six continents IFIE-IOSCO Investor Education Conference June 20-21, 2013 in Toronto June 18, 2013 (Toronto, Ontario) – The Investment Industry Media Advisory Global conference to feature investor education experts from six continents IFIE-IOSCO Investor Education Conference June 20-21, 2013 in Toronto June 18, 2013 (Toronto, Ontario) – The Investment Industry](https://www.pdfsearch.io/img/938f195b74b678be6252279467206654.jpg) | Add to Reading ListSource URL: www.iiroc.caLanguage: English - Date: 2013-06-19 18:25:01
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75![Why IIROC Matters to You, the Investor
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76![List of Ontario Registrants as of July 16, [removed]SECURITIES INC. > Exempt Market Dealer List of Ontario Registrants as of July 16, [removed]SECURITIES INC. > Exempt Market Dealer](https://www.pdfsearch.io/img/d1ebfc6d7d1fc02be56d460433d44fc9.jpg) | Add to Reading ListSource URL: www.osc.gov.on.caLanguage: English - Date: 2012-08-26 17:21:42
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77![DELEGATION OF REGISTRATION AUTHORITY BY THE SUPERINTENDENT OF SECURITIES OF NEWFOUNDLAND AND LABRADOR TO THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA ( DELEGATION OF REGISTRATION AUTHORITY BY THE SUPERINTENDENT OF SECURITIES OF NEWFOUNDLAND AND LABRADOR TO THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (](https://www.pdfsearch.io/img/8d98f7d276439da5e3ce1db053a1ce50.jpg) | Add to Reading ListSource URL: www.iiroc.caLanguage: English - Date: 2012-01-11 15:27:23
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78![IMPORTANT INFORMATION IIROC does NOT approve or endorse any financial designation or certification. Inclusion in IIROC’s Glossary of Financial Certifications does NOT imply that IIROC considers the certificate or desig IMPORTANT INFORMATION IIROC does NOT approve or endorse any financial designation or certification. Inclusion in IIROC’s Glossary of Financial Certifications does NOT imply that IIROC considers the certificate or desig](https://www.pdfsearch.io/img/e32899468bcbed1774e6435664cb4490.jpg) | Add to Reading ListSource URL: www.iiroc.caLanguage: English - Date: 2013-10-30 09:31:56
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79![DELEGATION OF REGISTRATION AUTHORITY BY THE SUPERINTENDENT OF SECURITIES OF NEWFOUNDLAND AND LABRADOR TO THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA ( DELEGATION OF REGISTRATION AUTHORITY BY THE SUPERINTENDENT OF SECURITIES OF NEWFOUNDLAND AND LABRADOR TO THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (](https://www.pdfsearch.io/img/2d9e4b5b0c6f335e383cad945b1877b7.jpg) | Add to Reading ListSource URL: www.ocrcvm.caLanguage: English - Date: 2012-06-18 15:05:21
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80![SWJ Keynote Address – IIROC’s Regulatory Agenda SWJ Keynote Address – IIROC’s Regulatory Agenda](https://www.pdfsearch.io/img/2fd0e19716b272cee925abb2589bb93a.jpg) | Add to Reading ListSource URL: www.iiroc.caLanguage: English - Date: 2014-03-31 11:46:04
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